Senior Associate, AML/KYC/Prevention
At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere.
We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about.
We're seeking a future team member for the role of Senior Associate, AML/KYC/Prevention Conv to join our Kyc QA team. This role is located in Pune, MH - HYBRID
In this role, you'll make an impact in the following ways:
Performing Quality checks on completed KYC profiles for various business lines and documenting results.
Assessing review results to determine whether conditions identified are isolated or systematic in nature
Develop appropriate corrective action plan, as necessary for systematic issues.
Preparation of clear communication and reporting for stakeholders and senior management on the review results.
Keep track of the identified deficiencies and assure all are being handled properly as per procedures and rectified prior to approval of the KYC profile.
Maintain subject matter expertise by keeping up to date on changes to the Policies and Standards.
Coordinating training, where appropriate, based on corrective actions.
Provide feedback, guidance and training to preparer / maker team on QC results.
Monitor effectiveness of the Key risk and performance indicators for effectiveness and efficiencies
To be successful in this role, we're seeking the following:
8 + Years of overall Experience and more than 5 years of experience in KYC / Financial Crimes in a global bank / financial institution
Good understanding of AML & CTF framework
Experience in conducting QA / QC reviews of KYC activities
Good Verbal & written Communication Skills
Knowledge of Financial Crime Laws and regulations
Highly motivated, self-starter capable of working independently, without supervision
Excellent organizational, time management and project management skills
Excellent verbal and written communication skills
At BNY, our culture speaks for itself. Here's a few of our awards:
America's Most Innovative Companies, Fortune, 2024
World's Most Admired Companies, Fortune 2024
Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024
Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024
"Most Just Companies", Just Capital and CNBC, 2024
Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024
Bloomberg's Gender Equality Index (GEI), 2023
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life's journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.