Compliance Analyst - Vendor Management
Who We Are
Millennium Management is a global investment management firm founded in 1989 that manages approximately $68 billion in assets. Millennium has more than 2,300 employees with offices in the United States, Europe and Asia. Over the last 25+ years, our mission has remained constant: to deliver the alternative investment industry's highest quality returns to our investors, and to maintain a commitment to our principles of integrity, discipline and excellence.
Job Function Summary/Position Details
As a Compliance Analyst at Millennium, you will have the
opportunity to work across the firm to coordinate the Vendor Management review process from a Compliance perspective, reviewing and compiling investigative research on potential vendors.
You will work closely with Vendor Management, as well as Legal, Information Security and various business managers throughout the organization.
This role is ideal for someone that is analytical, is execution
focused with a keen attention to detail, is sharp and resourceful, and has exacting standards.
Responsibilities
Conduct detailed research on entities and/or individuals of interest
Individual will conduct thorough investigative research and reviewcivil, criminal, bankruptcy proceedings, judgments, corporate records, regulatory actions, investigative media and other open-source records to discern the regulatory and reputational risk.
Identify, mitigate and manage potential risks by providing the best intelligence available and potential solutions.
Convey conclusions clearly and concisely in written and oral form
When necessary, update internal partners on progress of reviews
Research and keep informed as to industry and regulatory developments.
Maintain a high standard of accuracy and efficiency.
Undertaking special compliance related projects as assigned
Qualifications/Skills Required
Bachelor's degree required.
1-3 years' experience as an investigator or compliance
professional in financial services or working at a background check vendor supporting external clients.
Analytical and creative problem solver.
Must be detail oriented and organized, with a solid sense for discretionary escalation and able to work independently.
Ability to summarize and communicate updates and important findings throughout the assessment and decision-making process
Highly motivated self-starter with the ability and willingness to work flexibly, under pressure and has the ability to prioritize
accordingly to meet competing deadlines.
Strong MSOffice experience, excellent typing skills and ability to learn other systems.
Experience using World-Check, Dow Jones, Factiva, LexisNexis, CourtLink and other similar databases.
Good communication skills and the ability to collaborate with staff members.